Internal Auditor

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4+ month contract

Rate: 70/hr

• 7 internal audit auditors (business process)
• Audit Execution:
o Performs audit testing
o Identifies and assesses key risks and controls and develops effective test plans for engagements as assigned with limited guidance
o Documents work papers according to the standards of the Audit policy and guidance
o Communicates audit findings
o Facilitates client meetings
• Domain knowledge:
o Lending cycle
o Underwriting process
o Consumer lending practices
o Regulatory issue validation
• Audit background – CPA not required; CIA preferred

• Identify, evaluate, and prioritize business, operational, regulatory, and technology risks as well as risk mitigation strategies for our clients
• Understand the impact of key technology trends and workforce changes impacting our clients through engagement with innovative and emergent technologies, including cloud computing, big data and analytics, process automation, artificial intelligence / machine learning, and other digital strategies
• Lead the development of client deliverables or for internal business needs
• Serve as workstream lead on complex projects and actively participate in discussions on project management and work delivery needs
• Produce quality work products with minimal management oversight throughout development lifecycle from initial conception to implementation
• Serve as subject matter advisor on projects, including providing recommendations to improve or transform processes to gain efficiencies and scale or reduce risk for our clients

– 7 to 10 years experience working in the financial services or consulting industry related to one or more of the following Financial Services industries: consumer or corporate banking, investment banking or capital markets, investment management, wealth management, trust company, insurance provider, or related service provider
– Strong working knowledge of a range of financial services- and / or securities-related business models, products, and services particular to the applicable industry
– Experience with business transformation or change management initiatives as a result of strategic, regulatory, risk-related, technological, or operational evolutions
– Direct working experience related to business strategy, product management, regulatory compliance, risk management, controls oversight, technology, or operations related to any of the above industries
– Direct working experience at a financial services regulator (e.g., SEC, FINRA, MSRB, FRB, Office of Comptroller) or industry utility (e.g., NSCC, Options Clearing Corporation)
– Direct working experience using, implementing, or supporting systems related to any of the following topics: trading, operations, core banking platforms, recordkeeping, compliance monitoring, regulatory reporting, risk or case management, or data management
– Direct working experience related to any of the following topics: process design, mapping, or development; workflow development; user acceptance testing; data mapping, management, migration, or visualization / analytics; system configuration and testing; status monitoring and issue resolution
– Experience in translating risk requirements to user stories to drive new product and system launches

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